NASAA Investment Adviser Training Program
On August 3rd – 6th, 2009 Rick White served as a speaker and a group leader at the NASAA Investment Adviser Training Program.  This program was designed to teach state securities examiners how to conduct examinations of investment advisers.  Rick taught a session on “Interviewing the Victim” in a securities investigation, and led a group of examiners through a “mock examination” of an investment adviser. 
 

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